Compliance Policies

Compliance Policies

Our "compliance-by-design" philosophy integrates regulatory adherence into every product and process we develop.

Anti-Money Laundering (AML)

Comprehensive AML program including transaction monitoring, suspicious activity reporting, and customer due diligence procedures.

  • Real-time transaction monitoring
  • SAR filing procedures
  • Enhanced due diligence

Know Your Customer (KYC)

Robust customer identification and verification procedures ensuring compliance with federal and state requirements.

  • Identity verification
  • Address confirmation
  • Source of funds verification

Risk Management

Comprehensive risk assessment and mitigation strategies covering operational, compliance, and security risks.

  • Risk assessment framework
  • Mitigation strategies
  • Regular compliance audits

Comprehensive Compliance Framework

Our compliance framework is built on industry best practices and regulatory requirements.

AML & CTF Program

Transaction Monitoring

Automated systems monitor all transactions in real-time for suspicious patterns and activities.

Sanctions Screening

All customers and transactions are screened against global sanctions lists including OFAC, UN, and EU.

Suspicious Activity Reporting

Timely filing of Suspicious Activity Reports (SARs) with relevant authorities when required.

KYC Procedures

Customer Identification

Robust identity verification using government-issued documents and biometric verification.

Enhanced Due Diligence

Additional verification measures for high-risk customers and politically exposed persons (PEPs).

Ongoing Monitoring

Continuous monitoring of customer activities and periodic review of customer information.